Transparency.
How Peltivex is structured, governed, and supervised.
This area explains governance, oversight, operational controls, monitoring, and escalation paths. Written for investors, issuers, advisers, and regulators who want to understand how the platform behaves under normal and stressed conditions.
Peltivex Limited is authorised and regulated by the FCA under FSMA 2000. Registration No. 987654. Subject to FCA conduct rules, supervisory review, and ongoing reporting obligations.
An independent supervisory board oversees platform operations, conflicts of interest, and material decisions. Board composition and terms of reference available to registered participants on request.
Client monies are held in segregated accounts under CASS 7. Not available to creditors of Peltivex in insolvency. Daily reconciliation. Annual external audit.
Documented escalation procedures for compliance breaches, operational failures, and market integrity issues. Tested quarterly. Compliance officer reports directly to the supervisory board.